 |
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Broker Dealer Compliance Officer
|
Michael Page
Salary: 120,000 - 250,000
|
USA-NY-New York City |
23 Nov |
| Leading Global Bank/Broker-Dealer is looking for a mid to senior level compliance officer. The candidate should be proficient... |
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Compliance Officer- Position Reporting AVP
|
Deutsche Bank
Salary: competitive/ DOE
|
USA-NY-New York City |
23 Nov |
| About Deutsche Bank
A Passion to Perform. It’s what drives us. More than a claim, this describes the way we do busines... |
|
|
Compliance Advisory - Bank Regulatory and Corporate Trust
|
Deutsche Bank
Salary: competitive/ DOE
|
USA-NY-New York City |
23 Nov |
| About Deutsche Bank
A Passion to Perform. It’s what drives us. More than a claim, this describes the way we do business. We’... |
|
|
Compliance- Securities Surveillance and Investigations Analyst
|
Deutsche Bank
Salary: competitive/ DOE
|
USA-NY-New York City |
23 Nov |
| About Deutsche Bank
A Passion to Perform. It’s what drives us. More than a claim, this describes the way we do business. W... |
|
|
Alternatives Investment Group and Structured Investments Compliance
|
Morgan Stanley
Salary: not disclosed
|
USA-NY-New York City |
23 Nov |
| See job description below |
|
|
Compliance Assessment - Analyst
|
Morgan Stanley
Salary: not disclosed
|
USA-NY-New York City |
23 Nov |
| See job description below |
|
|
Equity and Prime Brokerage - Regulatory Oversight/Surveillance Officer
|
Morgan Stanley
Salary: not disclosed
|
USA-NY-New York City |
23 Nov |
| See job description below |
|
|
Head of Operations Compliance
|
Morgan Stanley
Salary: not disclosed
|
USA-NY-New York City |
23 Nov |
| See job description below |
|
|
Institutional Brokerage Compliance Associate
|
Susquehanna International...
Salary: Commensurate with experie...
|
USA-NY-New York City |
23 Nov |
| fixed income compliance corporate bonds |
|
|
Equity Derivatives Lawyer
|
Société Générale - US
Salary: Commensurate with experie...
|
USA-NY-New York City |
23 Nov |
| The legal team for Equities, Equity Derivatives and Solutions, which is part of the U.S. Legal and Compliance Department. |
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|
Paralegal
|
Société Générale - US
Salary: Commensurate with experie...
|
USA-NY-New York City |
23 Nov |
| The legal team for Equities, Equity Derivatives and Solutions, which is part of the U.S. Legal and Compliance Department.
|
|
|
Compliance Technical Business Analyst/Programmer
|
Michael Page Internationa...
Salary: Base Salary and Bonus
|
USA-NY-New York City |
23 Nov |
| Our client is seeking IT Compliance Programmer to support the legal & compliance business. The position provides system / tec... |
|
|
Private Banking Compliance Officer
|
Credit Suisse
Salary: Competitive
|
USA-NY-New York City |
23 Nov |
| PB Compliance Officer |
|
|
Compliance Associate
|
Lazard Asset Management
Salary: Competitive - commensurat...
|
USA-NY-New York City |
22 Nov |
| LAZARD ASSET MANAGEMENT seeks a COMPLIANCE ASSOCIATE.
This position offers a unique and challenging opportunity for someone... |
|
|
Chief Compliance Officer - Global Investment Advisor
|
Capstone Investment Advis...
Salary: Salary plus Bonus
|
USA-NY-New York City |
20 Nov |
| Global Derivatives Fund is seeking seasoned CCO to join our New York City Headquarters Location.
|
|
|
Employment Counsel at International Investment Bank
|
The Compliance Search Gro...
Salary: Based on Experience
|
USA-NY-New York City |
17 Nov |
| International Investment Bank seeks Employment Counsel to handle employee disputes and advise on employment law matters. |
|
|
Wrap Accounts/Managed Accounts – Compliance Officer New York
|
The Compliance Search Gro...
Salary: Based on Experience
|
USA-NY-New York City |
16 Nov |
| The individual will be part of a compliance team that is responsible for supporting the retail Registered Investment Advisers... |
|
|
Senior Credit Analyst – Global Investment Bank, New York
|
The Compliance Search Gro...
Salary: Based on Experience
|
USA-NY-New York City |
16 Nov |
| The individual will be responsible for credit analysis and management of a portfolio of client credit relationships, predomin... |
|
|
Legal Documentation (ISDA) Negotiator – Investment Bank New York
|
The Compliance Search Gro...
Salary: Based on Experience
|
USA-NY-New York City |
16 Nov |
| This person will work in the Legal and Compliance Department which provides legal support to the entire Bank. |
|
|
Product Controller, counterparty credit
|
Huxley Associates
Salary: $ 150+
|
USA-NY-New York City |
13 Nov |
| Prduct Controller needed for counterparty credit group that has exceptional experience in derivatives product control experie... |
|
|
Compliance Officer
|
Robert Half International
Salary: Base and Bonus
|
USA-NY-New York City |
13 Nov |
| Compliance Officer-Asset Management-40 ACT |
|
|
Accouting/Compliance/Credit Opportunities
|
APA International Placeme...
Salary: to $80K
|
USA-NY-New York City |
13 Nov |
| **PLEASE SEND YOUR RESUME WITH SALARY REQUIREMENTS TO RON@APAINTL.COM** |
|
|
AVP - Compliance Surveillance
|
Moody's Corporation
Salary: Not Specified
|
USA-NY-New York City |
13 Nov |
Responsibilities
Department: Compliance. Moody's Compliance Department operates globally a... |
|
|
AVP Compliance - Technology
|
Moody's Corporation
Salary: Not Specified
|
USA-NY-New York City |
13 Nov |
Responsibilities
The Role The AVP Compliance Officer will work for an entity operating in... |
|
|
Director Regulatory Compliance
|
The Forum Group
Salary: Base salary, bonus and be...
|
USA-NY-New York City |
11 Nov |
| Our client, a global investment bank seeks a Director level compliance professional specifically focused on bank side regulat... |
|
|
AVP - Compliance
|
Moody's Corporation
Salary: Not Specified
|
USA-NY-New York City |
11 Nov |
Responsibilities
Department: Moody's compliance function operates globally to provide comp... |
|
|
Associate Counsel - Hedge Fund
|
Robert Half Legal
Salary: 150000+
|
USA-NY-New York City |
10 Nov |
| Robert Half Legal is a leading provider of legal professionals on a project and full-time basis. We specialize in the placeme... |
|
|
Trading Risk Analyst
|
Orbis Investment Manageme...
Salary: Competitive
|
USA-NY-New York City |
10 Nov |
| This job is located in Bermuda |
|
|
Director Monitoring and Testing
|
The Forum Group
Salary: Base plus bonus
|
USA-NY-New York City |
09 Nov |
| Leading financial services firm is looking to bring on a Director of Compliance to manage the Monitoring and Testing team thr... |
|
|
Compliance Officer
|
The Forum Group
Salary: Base plus bonus
|
USA-NY-New York City |
09 Nov |
| International Bank and B/D is looking for help for a broad compliance candidate. |
|
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