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   Monday 23 Nov 2009
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Jobs: Compliance / Legal
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Compliance / Regulatory, In-house Legal, Other
ASIA China, Singapore, Australia, Japan, Korea (South), Bangladesh
AUSTRALIA Sydney, Melbourne, Canberra
USA New York City, Pittsburgh, San Antonio, San Francisco, Bala Cynwyd, more...
EUROPE UK, Luxembourg, France, Netherlands, Switzerland, Germany, Ireland, Belgium, more...
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1-30 of 336 Jobs Company Location Date
Compliance – Equities Sales & Trading
ALS International
Salary: Attractive
China-Hong Kong 23 Nov
Our client is a leading international investment bank.
Compliance Manager
National Australia Bank
Salary: TBA
Australia-Melbourne 23 Nov
At NAB, it?s all about our people reaching their full potential. And that means we drive the sustainable success of our busin...
Regulatory Change Lawyer
Macquarie
Salary: Information not provided
Australia-Sydney 23 Nov
Risk Management role working with Compliance teams within RMG and in our businesses to ensure Macquarie is appropriately prep...
AML Operations Manager
Macquarie
Salary: Information not provided
Australia-Sydney 23 Nov
An opportunity to be part of a central team responsible for maintaining the Macquarie Group-wide AML/CTF Program.
Risk Manager – Operational Risk
Profusion Group
Salary: Excellent remuneration ba...
Australia-Sydney 22 Nov
Fantastic career opportunity
Managing Director & RO
Matthew Hoyle Financial M...
Salary: Excellent remuneration
China-Hong Kong 22 Nov
Our client is an interdealer broker who is currently seeking a Managing Director/Responsible Officer for their Hong Kong offi...
Regulatory Analyst
Wellington Management Com...
Salary: Competitive
China-Hong Kong 22 Nov
Regulatory Analyst
Internal Audit Manager
Morgan McKinley
Salary: Negotiable depending on e...
China-Hong Kong 20 Nov
Our Client, a Financial Instituition, is looking for Audit Managers
Senior Manager - Compliance
Morgan McKinley
Salary: Competetive
China-Hong Kong 20 Nov
A Senior level opportunity has arisen with a rapidly expanding leading financial institution. They have business areas encomp...
AVP/VP - Legal Counsel
Morgan McKinley
Salary: Competetive
China-Hong Kong 20 Nov
An in-house Legal role with an expanding Legal & Compliance team.
Compliance Operations Specialist
Morgan McKinley
Salary: Attractive
China-Hong Kong 20 Nov
Global Investment Bank is seeking a top tier candidate to join their growing team, ideally you come from a legal/compliance a...
Head of Legal
Talent2 (HK)
Salary: Attractice Remuneration
China-Hong Kong 20 Nov
Head of Legal position for highly regarded financial services organisation.
AVP/ VP Surveillance
Talent2 (HK)
Salary: Attractive Remuneration
China-Hong Kong 20 Nov
The Trade Surveillance Professional is responsible for monitoring relevant Business Units’ compliance with laws, regulations,...
Head of Control Room
Talent2 (HK)
Salary: Attractive Remuneration
China-Hong Kong 20 Nov
Responsible for the development and implementation of appropriate compliance process, systems and controls for the Control Ro...
Head of Compliance, Investment Banking ($65k and above)
Robert Half Hong Kong
Salary: $65,000 or above per mont...
China-Hong Kong 20 Nov
Our client is a well known Investment Banking and is looking for a self starter, mature, detail oriented person for the role...
Senior Manager/Manager, Financial Compliance (HKMA) (50-60k)
Robert Half Hong Kong
Salary: HK$50,000- HK$60,000 pm
China-Hong Kong 20 Nov
Our client is looking for an independent, self-motivated and responsible individual to join their Treasury and Finance Functi...
AVP/VP, Equities Compliance - Global Investment Bank; HK$70-1M per month
Robert Half Hong Kong
Salary: HK $70000 - 100000 per mo...
China-Hong Kong 20 Nov
Our client is an investment bank with expanding business in Asia. As part of growth, they are now seeking a compliance profes...
Compliance Manager
PeopleSearch Ltd
Salary: Competitive salary
China-Hong Kong 20 Nov
Our client is looking for a suitable candidate to join their Compliance Department
Senior Compliance Manger/Director
ConnectedGroup Pte Ltd
Salary: Attractive Salary
Singapore 20 Nov
Our client a leading financial advisory firm looking for regulatory and compliance manager/director.
VP, Regional Anti-Money Laundering
Profile Search & Selectio...
Salary: Competitive base plus bon...
Singapore 20 Nov
The Asia Pacific Anti-Money Laundering department supports our client's businesses in managing AML risk, is responsible for e...
VP, Central Compliance
WH Marks Sattin
Salary: Highly Competitive
Singapore 20 Nov
An exciting opportunity awaits the right candidate to join a global financial institution, covering its Central Compliance fu...
Regional Monitoring Manager, Anti-Money Laundering, APAC
Deutsche Bank
Salary: Competitive
Singapore 20 Nov
As a key member of the APAC AML Leadership team in Singapore, you’ll do more than simply ensure effective internal policies a...
REGIONAL COMPLIANCE MANAGER – LIFE INSURANCE
Hays Insurance Hong Kong
Salary: Attractive Salary Package
China-Hong Kong 20 Nov
Effective compliance involves managing regulatory risk, relationships with exchanges and regulators and promoting a positive...
Country Head of Compliance – Global Investment Bank
Carmichael Fisher
Salary: $160K - $220K + Bonus (Ne...
Australia-Sydney 20 Nov
We are currently looking for a senior compliance manager to head up the compliance function for Australia. Reporting into the...
ISDA Negotiator for Group Legal - Client Documentation Management
OCBC Bank
Salary: Competitive
Singapore 20 Nov
We are seeking a self-driven and dynamic individual to join us as ISDA Negotiator for Group Legal - Client Documentation Mana...
Asia Corporate Sector Audit — IT Auditor
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 20 Nov
See job description below
Reference Data HK, Regulatory Document Specialist, Associate
Morgan Stanley
Salary: not disclosed
China-Hong Kong 20 Nov
See job description below
IRCC HK, Regulatory Control Group, Analyst/ Associate
Morgan Stanley
Salary: not disclosed
China-Hong Kong 20 Nov
See job description below
Legal & Compliance HK, Trade Surveillance Professional (Manager/Senior Manager)
Morgan Stanley
Salary: not disclosed
China-Hong Kong 20 Nov
See job description below
VP Compliance - Major Global Bank
Morgan McKinley
Salary: Attractive Salary Package
Singapore 19 Nov
Our client is a major global investment bank which has experienced significant growth throughout the region. They have an ex...
Jobs: Compliance / Legal (1-30 of 336 Jobs)